The client relationship that survives every transition

Meet Auras — emotionally intelligent AI teammates that remember every household, keep your documentation audit-ready, and protect client relationships and AUM through any advisor change.

Introduce Yourself
Financial Services & Wealth Management

Built for practices built on decades of trust

RIAs, independent wealth managers, multi-family offices, broker-dealers, and bank trust and advisory groups — any practice where the business depends on long-term client relationships, audit-ready documentation, and continuity through advisor succession.

The Problem:

Your book of business walks out with your advisors

Advisors lose 20–30% of the week to compliance documentation — and every retirement or recruiter call puts client relationships and AUM at risk.

Advisor Succession & Recruiting Risk

The advisor workforce is aging into retirement and top advisors are recruited away with their books. When an advisor leaves, the client relationship — and the AUM — can walk too. Replacement runs 50–200% of salary.

Compliance & Documentation Burden

Suitability notes, CRM entry, and review prep devour the week. Incomplete or inconsistent records create regulatory exposure under Reg BI and books-and-records rules.

Service Continuity Gaps

High-net-worth clients expect white-glove responsiveness no single advisor can sustain alone. Slow follow-up and forgotten context quietly erode the trust the relationship was built on.

The Institutional Shield

Compliance-aware Auras remember every household, capture every interaction into audit-ready records, and retain the full relationship across advisor transitions — so client trust and AUM survive any change. Auras support advisors; they never give advice.

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How It Works

Emotionally intelligent teammates that keep you audit-ready

Multi-modal agentic execution through MCP and API integrations to the CRM, planning, and portfolio stack your practice already runs on.

Household Relationship Memory

Every household's goals, life events, and prior conversations are retained across years and advisors — so context is never lost to a transition or a missed note.

Audit-Ready Documentation

Auras capture every client interaction and normalize it into compliant, review-ready CRM and suitability records — supporting Reg BI and books-and-records requirements.

Live Review Participation

Auras join client reviews on Zoom or Teams — surfacing relevant household context to the advisor and capturing action items in real time, without breaking the conversation.

White-Glove Responsiveness

Auras keep clients informed and responded-to between meetings — confirmations, follow-ups, and scheduling — sustaining the service level HNW relationships expect.

Succession Continuity

When an advisor retires or moves on, the incoming advisor inherits a complete, living relationship record — protecting client trust and AUM through the transition.

Compliance-Aware by Design

Auras operate strictly in a support and documentation role — they surface context and keep records clean, and never provide investment advice or recommendations.

Connects to your stack

Salesforce FSCRedtailWealthboxOrionBlack DiamondeMoneyDocuSignZoomMicrosoft Teams

Conceptual Examples

"When our founding advisor retired, we braced to lose households. The Aura had nine years of relationship context documented — the successor stepped in and clients said it felt seamless. The book stayed."

MP
Managing Principal
Independent RIA

"Our advisors were losing a quarter of every week to suitability notes and review prep. The Aura keeps it audit-ready automatically. Our last exam was the smoothest we've had."

CC
Chief Compliance Officer
Wealth Management Firm

Frequently asked questions

No. Auras operate strictly in a support and documentation role. They remember household context, capture and normalize records, surface relevant information to your advisors, and handle scheduling and follow-up. All advice and recommendations remain with your licensed advisors — Auras never make them.

Auras capture every client interaction and normalize it into audit-ready CRM and suitability records, supporting Reg BI documentation and books-and-records retention. Every interaction is logged with a Chain of Providence audit trail, and data is encrypted at rest and in transit under SOC 2 compliance standards.

Auras connect natively to Salesforce Financial Services Cloud, Redtail, and Wealthbox for CRM, Orion and Black Diamond for portfolio, eMoney for planning, and DocuSign, Zoom, and Microsoft Teams for execution and meetings. Through MCP and API integrations they keep records clean without context switching.

This is where Auras transform the practice. When an advisor retires or moves on, the Aura retains the full household relationship history — goals, life events, preferences, and prior commitments. The successor inherits a living relationship instead of a cold file, so client trust and AUM don't walk out the door.

No. Auras are the Institutional Shield for your advisory talent. They absorb the compliance and documentation load so your advisors spend more time on trusted client guidance and relationships — the work clients value and pay for. Auras amplify your advisors; they don't replace them, and they don't advise.

Ready to Meet Your Aura?

See how Auras protect your client relationships and keep you audit-ready — starting with one advisory team.

Introduce Yourself
34Five34Five

Developing Auras with a name, face, voice and identity. Trusted resources who earn their place in the room.